Descriptor pages for multiple versions of a publication may be retrieved. Users should carefully check the version or date to match publications to their needs.
Document Identification
Title
Form BR Uniform Branch Office Registration Form General Instructions [Rev. Form BR]
Access this Publication
Connect to the document
The OCLC Open WorldCat number for the electronic document record is '830324803'.
Sample text from the file
.INSTRUCTIONS Rev. Form BR (10/2005) UNIFORM BRANCH OFFICE FORM Form BR Uniform Branch Office Registration Form GENERAL INSTRUCTIONS The Uniform Branch Office Registration Form (Form BR) is the form used for branch office registration, notification, closing or withdrawal. Broker-dealers and investment advisers must use this form to register or notice file their branch offices in the appropriate jurisdictions and/or with SROs. These instructions apply to the filing of Form BR electronically with the Central Registration Depository ("CRD(R)"). Filers submitting paper filings should read the Special Instructions For Paper Filers (Jurisdictions Only) in conjunction with the other instructions to the form. In addition, paper filers should contact the appropriate jurisdiction for specific filing instructions or requirements. Filers must answer all questions and submit all requested information, unless otherwise directed in the Specific Instructions. The questions in Section (NYSE Branch Inf
Contact
Jefferson Terrace, Ste. 300A
Document Descriptive Information
File Data
- Date Accepted Into Depository: Fri, 24 Aug 2012 16:44:10 UTC
- Checksum Algorithm: MD5 SHA1
- Document File Checksum:
- 20120719195626_p015110.pdf - checksum='2634847697' byte count= '58858'
Other Descriptions Supplied by the Issuing Agency
- contactCity: Springfield
- contactOrganization: Illinois Secretary of State. Securities Department
- contactPhoneNumber: 217-782-2256
- contactState: IL
- contactStreetAddress2: 300 W. Jefferson St.
- contactZipCode: 62702
- dateCreated: 08 22 2007
- dateLastModified: 01 30 2008
- description: The Uniform Branch Office Registration Form (Form BR) is the form used for branch office registration, notification, closing or withdrawal. Broker-dealers and investment advisers must use this form to register or notice file their branch offices in the appropriate jurisdictions and/or with SROs. These instructions apply to the filing of Form BR electronically with the Central Registration Depository ("CRD"). Filers submitting paper filings should read the Special Instructions For Paper Filers (Jurisdictions Only) in conjunction with the other instructions to the form.
- govType: State
- language: EN-English
- originallyProvidedURL: http://www.finra.org/web/groups/industry/@ip/@comp/@regis/documents/appsupportdocs/p015110.pdf
- originatorDepartment: Office of Secretary of State
- originatorJurisdiction: Illinois
- originatorOffice: Illinois
- timePeriodTextual: Rev. October 2005