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Instructions for Registration as a Securities Dealer

Publication Descriptor Page: Instructions for Registration as a Securities Dealer (2009, July) [SEC 312.3] - Electronic Documents of Illinois

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Document Identification

Title

Instructions for Registration as a Securities Dealer (2009, July) [SEC 312.3]

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Connect to the document

  1. (20120719195623_sec312.pdf)

The OCLC Open WorldCat number for the electronic document record is '830323893'.

 

Description

To begin the process of registration as a securities dealer in the State of Illinois, an applicant must file the following forms and fees in the manner described with either the Financial Industry Regulatory Authority (FINRA) or the Illinois Securities Department.

 

Issuing Agency

Illinois
Office of Secretary of State

Contact

Organization: Illinois Secretary of State. Securities Department
Jefferson Terrace, Ste. 300A
300 W. Jefferson St.
Springfield, IL 62702
 
Phone: 217-782-2256

Document Descriptive Information

File Data

  • Language(s): EN-English
  • Creation Date (from issuing agency): 07 06 2009
  • Document Modification Date (from issuing agency): 07 10 2009
  • Date Accepted Into Depository: Fri, 24 Aug 2012 16:42:50 UTC
  • Checksum Algorithm: MD5 SHA1
  • Document File Checksum:
    • 20120719195623_sec312.pdf - checksum='690713769' byte count= '96733'
  • Web Address On Date Of Deposition: http://www.cyberdriveillinois.com/publications/pdf_publications/sec312.pdf