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Electronic Documents of Illinois

Instructions for Registration as a Securities Dealer

Publication Descriptor Page: Instructions for Registration as a Securities Dealer (2009, July) [SEC 312.3] - Electronic Documents of Illinois

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Instructions for Registration as a Securities Dealer (2009, July) [SEC 312.3]

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  1. (20120719195623_sec312.pdf)

The OCLC Open WorldCat number for the electronic document record is '830323893'.



To begin the process of registration as a securities dealer in the State of Illinois, an applicant must file the following forms and fees in the manner described with either the Financial Industry Regulatory Authority (FINRA) or the Illinois Securities Department.


Issuing Agency

Office of Secretary of State


Organization: Illinois Secretary of State. Securities Department
Jefferson Terrace, Ste. 300A
300 W. Jefferson St.
Springfield, IL 62702
Phone: 217-782-2256

Document Descriptive Information

File Data

  • Language(s): EN-English
  • Creation Date (from issuing agency): 07 06 2009
  • Document Modification Date (from issuing agency): 07 10 2009
  • Date Accepted Into Depository: Fri, 24 Aug 2012 16:42:50 UTC
  • Checksum Algorithm: MD5 SHA1
  • Document File Checksum:
    • 20120719195623_sec312.pdf - checksum='690713769' byte count= '96733'
  • Web Address On Date Of Deposition: